SFC Licences of NG Sui Wa, Alyssa 伍瑞華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Alliance Capital Partners Limited 同人融資有限公司 | RO | 6 | 29 May 2017 | |
| Alliance Capital Partners Limited 同人融資有限公司 | RO | 1 | 29 May 2017 | |
| Alliance Capital Partners Limited 同人融資有限公司 | RE | 1 | 29 April 2014 | 29 May 2017 |
| Alliance Capital Partners Limited 同人融資有限公司 | RE | 6 | 11 February 2014 | 29 May 2017 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 6 | 07 January 2010 | 08 March 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 07 January 2010 | 08 March 2013 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 07 January 2010 | 08 March 2013 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 6 | 11 February 2008 | 01 November 2008 |
| Piper Jaffray Asia Limited 派杰亞洲有限公司 | RE | 1 | 11 February 2008 | 01 November 2008 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 26 July 2006 | 21 January 2008 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 26 July 2006 | 21 January 2008 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 26 July 2006 | 21 January 2008 |
| First Shanghai Capital Limited 第一上海融資有限公司 | RE | 6 | 01 April 2003 | 07 July 2006 |