SFC Licences of YIM King Kam, Wilson 嚴敬錦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 03 January 2024
Prudential Index Trading Company Limited 信誠期貨有限公司 RE 2 30 July 2012 24 December 2020
Prudential Brokerage Limited 信誠證券有限公司 RE 1 30 July 2012
Hong Kong International Securities Limited 香港國際證券有限公司 RE 1 01 April 2003 20 July 2012
Hong Kong International Futures Limited 香港國際期貨有限公司 RE 2 01 April 2003 20 July 2012
Hong Kong International Futures Limited 香港國際期貨有限公司 RE 9 01 April 2003 29 December 2003
Hong Kong International Futures Limited 香港國際期貨有限公司 RE 5 01 April 2003 29 December 2003
Hong Kong International Securities Limited 香港國際證券有限公司 RE 9 01 April 2003 29 December 2003
Hong Kong International Securities Limited 香港國際證券有限公司 RE 6 01 April 2003 29 December 2003
Hong Kong International Securities Limited 香港國際證券有限公司 RE 4 01 April 2003 29 December 2003