SFC Licences of YIM King Kam, Wilson 嚴敬錦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 03 January 2024 | |
Prudential Index Trading Company Limited 信誠期貨有限公司 | RE | 2 | 30 July 2012 | 24 December 2020 |
Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 30 July 2012 | |
Hong Kong International Securities Limited 香港國際證券有限公司 | RE | 1 | 01 April 2003 | 20 July 2012 |
Hong Kong International Futures Limited 香港國際期貨有限公司 | RE | 2 | 01 April 2003 | 20 July 2012 |
Hong Kong International Futures Limited 香港國際期貨有限公司 | RE | 9 | 01 April 2003 | 29 December 2003 |
Hong Kong International Futures Limited 香港國際期貨有限公司 | RE | 5 | 01 April 2003 | 29 December 2003 |
Hong Kong International Securities Limited 香港國際證券有限公司 | RE | 9 | 01 April 2003 | 29 December 2003 |
Hong Kong International Securities Limited 香港國際證券有限公司 | RE | 6 | 01 April 2003 | 29 December 2003 |
Hong Kong International Securities Limited 香港國際證券有限公司 | RE | 4 | 01 April 2003 | 29 December 2003 |