SFC Licences of CHAN Shek Wai 陳碩瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 November 2009 | 27 June 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 21 July 2009 | 28 October 2009 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 February 2007 | 11 July 2009 |
Yu On Securities Company Limited 裕安證券有限公司 | RE | 1 | 08 November 2003 | 08 February 2007 |