SFC Licences of CHANG Hoi Yan, Vivian 張凱欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Redland Asset Management Company Limited 紅土資產管理有限公司 RO 9 21 March 2023
Redland Asset Management Company Limited 紅土資產管理有限公司 RO 4 21 March 2023
Excellent Tide Securities Limited 佳湧證券有限公司 RO 1 29 October 2020 31 January 2023
South China Futures Investment Limited 南華期貨投資有限公司 RO 2 29 October 2020 22 September 2022
RO 9 29 October 2020 22 September 2022
RO 4 29 October 2020 22 September 2022
South China Futures Investment Limited 南華期貨投資有限公司 RE 2 21 September 2020 29 October 2020
Excellent Tide Securities Limited 佳湧證券有限公司 RE 1 21 September 2020 29 October 2020
RE 9 10 September 2020 29 October 2020
RE 4 10 September 2020 29 October 2020
Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 RO 9 22 September 2017 31 July 2020
Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 RO 4 22 September 2017 31 July 2020
Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 RE 9 31 August 2017 22 September 2017
Gold Medal Global Investment Co., Limited 金獎章全球投資有限公司 RE 4 31 August 2017 22 September 2017
Hong Kong Jiasheng International Asset Management Limited 香港嘉勝國際資產管理有限公司 RO 9 11 May 2017 28 August 2017
Hong Kong Jiasheng International Asset Management Limited 香港嘉勝國際資產管理有限公司 RO 4 11 May 2017 28 August 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 26 March 2015 23 August 2016
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 13 February 2015 23 August 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 30 September 2014 23 August 2016
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 30 September 2014 23 August 2016
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 4 24 March 2010 23 September 2014
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 2 15 April 2008 23 September 2014
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 1 01 September 2005 23 September 2014