SFC Licences of KUO Tsu York, Catherine 郭芷若

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Bright Fund Management Limited 光明投資管理有限公司 RE 9 18 July 2011 31 August 2023
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 14 July 2010 31 August 2023
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 03 June 2010 31 August 2023
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 03 June 2010 31 August 2023
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 03 June 2010 31 August 2023
Bright Fund Management Limited 光明投資管理有限公司 RE 9 17 October 2008 17 April 2010
Bright Fund Management Limited 光明投資管理有限公司 RE 4 17 October 2008 17 April 2010
Bright Fund Management Limited 光明投資管理有限公司 RE 1 17 October 2008 17 April 2010
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 9 07 March 2008 12 August 2008
Value Partners Limited 惠理基金管理公司 RE 9 07 March 2008 12 August 2008
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 4 25 February 2008 12 August 2008
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 RE 1 25 February 2008 12 August 2008
Value Partners Limited 惠理基金管理公司 RE 4 25 February 2008 12 August 2008
Value Partners Limited 惠理基金管理公司 RE 1 25 February 2008 12 August 2008
Quam Securities Limited 華富建業證券有限公司 RE 4 19 November 2007 11 January 2008
Quam Securities Limited 華富建業證券有限公司 RE 2 19 November 2007 11 January 2008
Quam Securities Limited 華富建業證券有限公司 RE 1 19 November 2007 11 January 2008