SFC Licences of CHU Kin Fun, John 朱建勳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Carret Private Capital Limited | RE | 9 | 11 December 2020 | |
| Carret Private Capital Limited | RE | 4 | 09 October 2020 | |
| Carret Private Capital Limited | RE | 1 | 09 October 2020 | |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 | RE | 9 | 03 March 2017 | 30 April 2017 |
| IAM Legacy Limited 星安傳承有限公司 | RE | 4 | 19 September 2013 | 02 May 2014 |
| JS Securities Limited 晉商證券有限公司 | RE | 1 | 07 June 2013 | 02 September 2013 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 09 January 2012 | 11 March 2013 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 9 | 05 May 2005 | 05 February 2007 |
| Crosby Wealth Management (Hong Kong) Limited 高誠財富管理(香港)有限公司 | RE | 4 | 05 May 2005 | 05 February 2007 |