SFC Licences of CHOW Tit Man 周鐵民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sino Wealth Securities Limited 國新證券有限公司 RE 1 07 August 2020 30 November 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 31 July 2020
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 02 July 2010 02 October 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 1 22 October 2008 04 June 2010
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 02 April 2008 30 April 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 06 July 2007 20 March 2008
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 30 May 2006 07 June 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 30 May 2006 07 June 2007
President Securities (Hong Kong) Limited 統一證券﹝香港﹞有限公司 RE 1 10 May 2006 19 May 2006
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 29 December 2005 05 May 2006
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 29 December 2005 05 May 2006
Chief Securities Limited 致富證券有限公司 RE 1 01 April 2003 19 December 2005
Chief Securities Limited 致富證券有限公司 RE 9 01 April 2003 21 July 2004
Chief Securities Limited 致富證券有限公司 RE 6 01 April 2003 21 July 2004
Chief Securities Limited 致富證券有限公司 RE 4 01 April 2003 21 July 2004
Chief Securities Limited 致富證券有限公司 RE 7 01 April 2003 21 July 2003