SFC Licences of LO Ka Shun, Katherina 盧嘉舜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Quam Securities Limited 華富建業證券有限公司 RE 2 21 October 2010 01 January 2014
Quam Securities Limited 華富建業證券有限公司 RE 1 21 October 2010 01 January 2014
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 10 June 2010 17 September 2010
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 08 September 2009 02 June 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 08 September 2009 02 June 2010
BOCI Securities Limited 中銀國際證券有限公司 RE 2 22 February 2008 07 July 2009
BOCI Securities Limited 中銀國際證券有限公司 RE 1 22 February 2008 07 July 2009
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 14 September 2007 17 February 2008
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 14 September 2007 17 February 2008
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 04 September 2006 31 August 2007
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 04 September 2006 31 August 2007
Get Nice Futures Company Limited 結好期貨有限公司 RE 2 13 April 2005 22 August 2006
Get Nice Securities Limited 結好證券有限公司 RE 1 13 April 2005 22 August 2006
Hong Kong International Futures Limited 香港國際期貨有限公司 RE 2 01 April 2003 13 April 2005
Hong Kong International Securities Limited 香港國際證券有限公司 RE 1 01 April 2003 13 April 2005
Hong Kong International Futures Limited 香港國際期貨有限公司 RE 9 01 April 2003 02 March 2004
Hong Kong International Futures Limited 香港國際期貨有限公司 RE 5 01 April 2003 02 March 2004
Hong Kong International Securities Limited 香港國際證券有限公司 RE 9 01 April 2003 02 March 2004
Hong Kong International Securities Limited 香港國際證券有限公司 RE 6 01 April 2003 02 March 2004
Hong Kong International Securities Limited 香港國際證券有限公司 RE 4 01 April 2003 02 March 2004