SFC Licences of POON Shuk Fan 潘淑芬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hong Kong Stock Link Securities Limited 港股通証券有限公司 | RE | 1 | 06 October 2016 | 31 January 2018 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 04 February 2010 | 23 April 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 29 November 2004 | 30 April 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 30 April 2016 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 01 April 2003 | 19 February 2010 |
| Nomura Futures (Hong Kong) Limited | RE | 9 | 01 April 2003 | 18 November 2004 |
| Nomura Futures (Hong Kong) Limited | RE | 5 | 01 April 2003 | 18 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 18 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 18 November 2004 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 18 November 2004 |