SFC Licences of CHAN Chak Fai 陳澤輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 10 September 2012 | 30 June 2016 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 10 September 2012 | 30 June 2016 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 10 September 2012 | |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 24 January 2011 | 01 September 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 24 January 2011 | 01 September 2012 |
VC Futures Limited 滙盈期貨有限公司 | RE | 2 | 16 November 2007 | 04 January 2011 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 05 June 2007 | 04 January 2011 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 07 March 2007 | 26 May 2007 |
Rosa Securities Limited 羅沙證券有限公司 | RE | 1 | 21 June 2004 | 24 August 2004 |