SFC Licences of CHAN Chak Fai 陳澤輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 10 September 2012 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 10 September 2012 30 June 2016
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 10 September 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 2 24 January 2011 01 September 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 1 24 January 2011 01 September 2012
VC Futures Limited 滙盈期貨有限公司 RE 2 16 November 2007 04 January 2011
VC Brokerage Limited 滙盈證券有限公司 RE 1 05 June 2007 04 January 2011
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 07 March 2007 26 May 2007
Rosa Securities Limited 羅沙證券有限公司 RE 1 21 June 2004 24 August 2004