SFC Licences of CHAN Ping Yip 陳炳業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Grand Capital Futures Limited 大唐資本期貨有限公司 RO 5 10 October 2019
Grand Capital Futures Limited 大唐資本期貨有限公司 RO 2 10 October 2019
Grand Capital Securities Limited 大唐資本證券有限公司 RO 4 10 October 2019
Grand Capital Securities Limited 大唐資本證券有限公司 RO 1 10 October 2019
Yue Xiu Futures Company Limited 越秀期貨有限公司 RO 2 30 November 2017 11 January 2019
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 2 30 November 2017 11 January 2019
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 4 13 August 2015 11 January 2019
Yue Xiu Securities Company Limited 越秀証券有限公司 RO 1 13 August 2015 11 January 2019
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 17 April 2015 30 November 2017
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 12 March 2014 13 August 2015
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 03 April 2013 12 February 2014
ABCI Securities Company Limited 農銀國際證券有限公司 RO 1 07 September 2009 03 April 2013
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 26 April 2006 07 September 2009
Celestial Commodities Limited 時富商品有限公司 RE 2 29 October 2004 18 April 2006
Celestial Securities Limited 時富證券有限公司 RE 1 29 October 2004 18 April 2006
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 01 June 2004 09 August 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 25 March 2004 09 August 2004
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 29 September 2003 23 March 2004
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 01 April 2003 06 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 4 01 April 2003 06 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 6 01 April 2003 06 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 7 01 April 2003 06 June 2003
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 9 01 April 2003 06 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 01 April 2003 06 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 01 April 2003 06 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 6 01 April 2003 06 June 2003
KGI Asia Limited 凱基證券亞洲有限公司 RE 9 01 April 2003 06 June 2003