SFC Licences of CHAN Kwok Wai, Spencer 陳國偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 23 June 2017 | 23 November 2019 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 15 November 2013 | 05 April 2017 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 April 2006 | 07 August 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 03 March 2006 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 03 March 2006 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 02 December 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 02 December 2003 |