SFC Licences of CHIK Pui Cheong, Upton 戚培昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
TD Ameritrade Hong Kong Limited 德美利證券香港有限公司	RE	2	14 November 2017	21 September 2018
TD Ameritrade Hong Kong Limited 德美利證券香港有限公司	RE	1	14 November 2017	21 September 2018
Bluestone Securities (HK) Co., Limited 青石證券(香港)有限公司	RE	1	17 August 2016	18 August 2016
QMIS Securities Limited 華亞證券有限公司	RE	1	27 July 2016	07 August 2016
Chief Securities Limited 致富證券有限公司	RE	1	24 September 2008	08 June 2016
Chief Commodities Limited 致富期貨商品有限公司	RE	2	24 September 2008	08 June 2016
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	26 February 2008	16 August 2008
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	26 February 2008	16 August 2008
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	26 February 2008	16 August 2008
Celestial Commodities Limited 時富商品有限公司	RE	2	20 January 2006	18 February 2008
Celestial Securities Limited 時富證券有限公司	RE	1	20 January 2006	18 February 2008
Sino-Rich Securities & Futures Limited 中順證券期貨有限公司	RE	1	12 April 2005	20 June 2005
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	2	03 May 2004	27 July 2004
BOCI Securities Limited 中銀國際證券有限公司	RE	1	03 May 2004	27 July 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	25 March 2004	14 April 2004