SFC Licences of SZE Mei Kuen 施美娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 10 December 2003 01 March 2005
J.P. Morgan Broking (Hong Kong) Limited RE 1 01 April 2003 30 April 2003
J.P. Morgan Broking (Hong Kong) Limited RE 4 01 April 2003 30 April 2003
J.P. Morgan Broking (Hong Kong) Limited RE 6 01 April 2003 30 April 2003
J.P. Morgan Broking (Hong Kong) Limited RE 7 01 April 2003 30 April 2003
J.P. Morgan Broking (Hong Kong) Limited RE 9 01 April 2003 30 April 2003