SFC Licences of SZE Mei Kuen 施美娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 10 December 2003 | 01 March 2005 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 30 April 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 30 April 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 30 April 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 30 April 2003 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 30 April 2003 |