SFC Licences of CHAN Shing Ming, Louis 陳成名

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Quam Securities Limited 華富建業證券有限公司	RO	1	21 July 2020
Quam Securities Limited 華富建業證券有限公司	RE	1	15 May 2020	21 July 2020
Quam Securities Limited 華富建業證券有限公司	RE	6	15 May 2020
Mason Securities Limited 茂宸證券有限公司	RO	1	23 November 2018	20 April 2020
Mason Global Capital Limited 茂宸環球資本有限公司	RE	6	06 September 2018	20 April 2020
Mason Securities Limited 茂宸證券有限公司	RE	1	06 September 2018	23 November 2018
Fortune (HK) Securities Limited 富強證券有限公司	RO	1	13 June 2018	10 August 2018
Fortune Financial Capital Limited 富強金融資本有限公司	RE	6	13 June 2018	10 August 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RO	1	19 August 2015	14 March 2018
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	10 July 2015	19 August 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司	RO	1	05 June 2014	31 May 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司	RE	1	07 March 2014	05 June 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司	RO	1	11 April 2013	28 February 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	11 July 2011	11 April 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	09 November 2009	27 June 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	4	19 September 2008	21 September 2009
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司	RE	1	19 September 2008	21 September 2009
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司	RE	4	23 July 2007	02 May 2008
Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司	RE	1	01 November 2006	02 May 2008
Beevest Securities Limited 蜂投證券有限公司	RE	4	01 November 2006	13 June 2007
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	05 November 2004	05 October 2006
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	05 November 2004	05 October 2006