SFC Licences of CHAN Ka Lun, Cedric 陳嘉麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 26 May 2014 | 30 June 2016 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 26 May 2014 | 30 June 2016 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 26 May 2014 | |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 26 October 2012 | 15 May 2014 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 October 2012 | 15 May 2014 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 January 2004 | 04 October 2012 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 January 2004 | 04 October 2012 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 09 September 2003 | 05 January 2004 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 09 September 2003 | 05 January 2004 |