SFC Licences of CHUNG Siu Kay 鍾兆基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 30 September 2005 10 March 2016
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 3 18 January 2005 01 November 2010
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 06 January 2005 10 March 2016
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 1 14 May 2004 22 December 2004
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 11 February 2004 23 April 2004
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 4 01 April 2003 10 October 2003
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 6 01 April 2003 10 October 2003
DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 RE 9 01 April 2003 10 October 2003
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 9 01 April 2003 10 October 2003
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 4 01 April 2003 10 October 2003
DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 RE 6 01 April 2003 10 October 2003
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 1 01 April 2003 10 October 2003
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 6 01 April 2003 10 October 2003
TD Waterhouse Investor Services (Hong Kong) Inc. TD Waterhouse Investor Services (Hong Kong) Inc. RE 1 01 April 2003 10 October 2003
DBS Vickers Securities Online (HK) Limited 星展唯高達網上證券(香港)有限公司 RE 9 01 April 2003 10 October 2003
DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 RE 1 01 April 2003 10 October 2003
DBS TD Waterhouse Securities (Hong Kong) Limited DBS宏達理財證券有限公司 RE 4 01 April 2003 10 October 2003