SFC Licences of LAI Ka Yu, Karen 賴嘉茹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 06 November 2015 | 09 June 2017 |
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 20 February 2014 | 24 September 2015 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 24 August 2011 | 24 December 2013 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 24 November 2010 | 07 June 2011 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 24 November 2010 | 07 June 2011 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 06 January 2010 | 09 November 2010 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 06 January 2010 | 09 November 2010 |
orientiert XYZ Securities Limited | RE | 4 | 20 August 2007 | 20 November 2009 |