SFC Licences of TSAO Philip 曹為實
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 30 June 2011 | 11 February 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 30 June 2011 | 11 February 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 29 March 2011 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 26 February 2010 | 29 March 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 26 February 2010 | 29 March 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 26 February 2010 | 29 March 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 26 February 2010 | 29 March 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 February 2010 | 29 March 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 26 February 2010 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 26 February 2010 | 06 December 2010 |