SFC Licences of LEE Henry Him Wai 李謙偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Altive Limited	RE	1	08 April 2022	06 February 2023
Altive Limited	RE	9	08 April 2022
Altive Limited	RE	4	08 April 2022
Cachet Asset Management Limited 臻卓資產管理有限公司	RO	9	06 December 2018	01 April 2022
Cachet Asset Management Limited 臻卓資產管理有限公司	RO	4	06 December 2018	01 April 2022
Cachet Asset Management Limited 臻卓資產管理有限公司	RO	1	06 December 2018	01 April 2022
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RE	4	06 October 2014	01 September 2016
Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司	RE	1	06 October 2014	01 September 2016
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	4	07 May 2012	05 April 2014
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司	RE	1	07 May 2012	05 April 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	19 April 2006	09 January 2012
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	4	05 January 2005	13 April 2006
BNP PARIBAS ASSET MANAGEMENT ASIA Limited 法國巴黎資產管理亞洲有限公司	RE	1	03 May 2004	13 April 2006
Franklin Templeton Investments (Asia) Limited	RE	1	01 April 2003	03 May 2004
Franklin Templeton Investments (Asia) Limited	RE	9	01 April 2003	03 September 2003
Franklin Templeton Investments (Asia) Limited	RE	4	01 April 2003	03 September 2003
Franklin Templeton Investments (Asia) Limited	RE	6	01 April 2003	03 September 2003