SFC Licences of CHAN Chung Leung 陳仲良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 05 December 2018
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 05 December 2018
Mason Futures Limited 茂宸期貨有限公司 RE 5 06 December 2017 31 July 2018
Mason Futures Limited 茂宸期貨有限公司 RO 5 25 April 2017 06 December 2017
Quam Securities Limited 華富建業證券有限公司 RE 4 04 January 2016 15 May 2016
Quam Securities Limited 華富建業證券有限公司 RE 2 04 January 2016 15 May 2016
Quam Securities Limited 華富建業證券有限公司 RE 1 04 January 2016 15 May 2016
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 4 22 October 2010 21 May 2014
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 09 November 2009 22 October 2010
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 14 October 2009 21 May 2014
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 14 October 2009 08 July 2013
Celestial Commodities Limited 時富商品有限公司 RE 2 23 April 2009 07 September 2009
Celestial Securities Limited 時富證券有限公司 RE 1 17 March 2009 07 September 2009
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 25 August 2008 06 March 2009
Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 RE 1 17 August 2007 20 August 2008
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RO 4 27 June 2005 02 July 2008
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 30 September 2004 20 August 2008
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 21 July 2004 20 August 2008
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 01 April 2003 16 July 2004
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 9 01 April 2003 16 July 2004
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 7 01 April 2003 16 July 2004
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 01 April 2003 16 July 2004
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 6 01 April 2003 16 July 2004