SFC Licences of MA Kwun Yea 馬君意
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 29 May 2018 | 23 November 2018 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 28 February 2006 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |