SFC Licences of LAROIA Gokul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RO | 2 | 10 July 2014 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 9 | 10 July 2014 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 10 July 2014 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 5 | 10 July 2014 | |
| Morgan Stanley Hong Kong Securities Limited | RO | 7 | 23 July 2013 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 7 | 28 July 2011 | 23 July 2013 |
| Morgan Stanley Hong Kong Securities Limited | RO | 1 | 28 July 2011 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 4 | 28 July 2011 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 6 | 13 December 2006 | 28 July 2011 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 13 December 2006 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 13 December 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 13 December 2006 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |