SFC Licences of LAW Sze Yee 羅思懿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 September 2018 | 12 August 2022 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 3 | 08 June 2011 | 26 November 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 October 2005 | 12 August 2022 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 03 June 2004 | 27 January 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 03 March 2004 | 12 August 2022 |