SFC Licences of SHIH Shun Ching 施順情

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB International Capital Limited 建銀國際金融有限公司 RO 1 13 November 2008 13 November 2023
CCB International Capital Limited 建銀國際金融有限公司 RO 6 25 September 2006 13 November 2023
CCB International Capital Limited 建銀國際金融有限公司 RE 1 25 September 2006 13 November 2008
CCB International Capital Limited 建銀國際金融有限公司 RE 6 20 July 2006 25 September 2006
KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 RO 6 23 January 2006 16 June 2006
KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 RE 6 22 November 2005 23 January 2006
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 26 April 2004 16 November 2005
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 15 March 2004 16 November 2005
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 6 25 June 2003 11 February 2004
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 6 25 June 2003 11 February 2004
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 01 April 2003 24 June 2003
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 01 April 2003 20 June 2003
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 9 01 April 2003 20 June 2003