SFC Licences of HO Siu Po 何小寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 RE 1 06 February 2017 27 October 2017
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 14 January 2014 07 May 2014
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 14 January 2014 07 May 2014
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 14 May 2013 19 October 2013
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 14 May 2013 19 October 2013
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 25 October 2003 02 May 2013
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 01 April 2003 02 May 2013
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 2 01 April 2003 11 December 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 1 01 April 2003 25 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 9 01 April 2003 21 October 2003
DBS Vickers Futures (Hong Kong) Limited DBS唯高達期貨有限公司 RE 5 01 April 2003 21 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 4 01 April 2003 21 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 9 01 April 2003 21 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 6 01 April 2003 21 October 2003
DBS Vickers Securities (Hong Kong) Limited DBS唯高達証券有限公司 RE 4 01 April 2003 21 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 6 01 April 2003 13 October 2003
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 9 01 April 2003 13 October 2003