SFC Licences of LIU Kwok Wah, Kenneth 廖國華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
I Win Securities Limited 一盈證券有限公司	RE	1	06 January 2023
Cinda International Securities Limited 信達國際證券有限公司	RE	1	08 May 2018	31 December 2022
Cinda International Futures Limited 信達國際期貨有限公司	RE	2	08 May 2018	31 December 2022
Rifa Futures Limited 日發期貨有限公司	RE	2	02 May 2017	05 March 2018
Rifa Securities Limited 日發證券有限公司	RE	1	02 May 2017	05 March 2018
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	2	14 February 2017	11 April 2017
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	14 February 2017	11 April 2017
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	12 July 2007	22 December 2007
Merrill Lynch Far East Limited	RE	1	26 January 2007	08 March 2007
Merrill Lynch Futures (Hong Kong) Limited	RE	2	06 July 2005	08 March 2007
Merrill Lynch (Asia Pacific) Limited	RE	1	01 June 2005	08 March 2007
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	01 April 2003	18 May 2005
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	7	01 April 2003	01 September 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	6	01 April 2003	01 September 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	9	01 April 2003	16 December 2003
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	4	01 April 2003	16 December 2003