SFC Licences of KWAN Ringo Cheukkai 關卓啟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SBI China Capital Hong Kong Securities Limited 軟庫中華香港證券有限公司	RO	6	07 June 2022
Elstone Securities Limited 千里碩證券有限公司	RO	1	06 March 2019	29 April 2022
Elstone Capital Limited 千里碩融資有限公司	RO	6	09 August 2018	29 April 2022
KGI Capital Asia Limited 凱基金融亞洲有限公司	RO	1	09 December 2014	19 July 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RO	6	14 November 2014	19 July 2018
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	1	25 August 2014	09 December 2014
KGI Capital Asia Limited 凱基金融亞洲有限公司	RE	6	25 August 2014	14 November 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	28 February 2012	08 August 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	6	05 September 2011	08 August 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	1	05 September 2011	28 February 2012
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	28 July 2011	05 September 2011
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	28 July 2011	05 September 2011
Kingston Corporate Finance Limited 金利豐財務顧問有限公司	RO	6	18 April 2011	09 July 2011
Kingston Securities Limited 金利豐證券有限公司	RE	1	13 April 2011	09 July 2011
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RO	6	28 April 2010	01 April 2011
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	1	11 March 2010	01 April 2011
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司	RE	6	11 March 2010	28 April 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	22 January 2007	20 February 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RO	6	04 January 2007	20 February 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	6	27 December 2006	04 January 2007
Haitong International Capital Limited 海通國際資本有限公司	RO	6	16 December 2005	16 December 2006
Haitong International Capital Limited 海通國際資本有限公司	RE	6	01 April 2003	16 December 2005
Haitong International Capital Limited 海通國際資本有限公司	RE	4	01 April 2003	12 January 2004