SFC Licences of CHU Ho Tak, Albert 朱浩德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 09 July 2007 | 03 April 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 09 July 2007 | 03 April 2008 |
| Henyep Capital Management Limited 興業資本管理有限公司 | RE | 4 | 13 April 2007 | 18 April 2007 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 23 May 2006 | 24 November 2006 |