SFC Licences of AU Wing Kai, Aric 歐永佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 27 July 2016 | |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 3 | 21 September 2006 | |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 11 April 2005 | |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 01 April 2003 | 04 July 2016 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 01 April 2003 | 30 June 2007 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 9 | 01 April 2003 | 29 March 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 6 | 01 April 2003 | 29 March 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 April 2003 | 29 March 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2003 |