SFC Licences of TANG Kai Shing 鄧啟成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rifa Asset Management Limited 日發資產管理有限公司 RO 9 27 October 2017 22 December 2022
Rifa Asset Management Limited 日發資產管理有限公司 RO 5 27 October 2017 22 December 2022
Rifa Asset Management Limited 日發資產管理有限公司 RO 4 27 October 2017 22 December 2022
TFI Asset Management Limited 天風國際資產管理有限公司 RO 5 18 September 2014 27 September 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RO 9 27 June 2014 27 September 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RE 5 10 April 2014 18 September 2014
Rifa Futures Limited 日發期貨有限公司 RO 2 08 April 2014 22 December 2022
Rifa Securities Limited 日發證券有限公司 RO 1 08 April 2014 22 December 2022
TFI Asset Management Limited 天風國際資產管理有限公司 RO 4 08 April 2014 27 September 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RE 4 12 February 2014 08 April 2014
Rifa Futures Limited 日發期貨有限公司 RE 2 12 February 2014 08 April 2014
Rifa Securities Limited 日發證券有限公司 RE 1 12 February 2014 08 April 2014
Huarong International Securities Limited 華融國際證券有限公司 RO 2 25 March 2013 27 January 2014
Huarong International Securities Limited 華融國際證券有限公司 RE 2 07 February 2013 25 March 2013
Huarong International Asset Management Limited 華融國際資產管理有限公司 RO 9 15 January 2013 27 January 2014
Huarong International Securities Limited 華融國際證券有限公司 RO 4 15 January 2013 27 January 2014
Huarong International Securities Limited 華融國際證券有限公司 RO 1 15 January 2013 27 January 2014
Huarong International Securities Limited 華融國際證券有限公司 RE 1 19 December 2012 15 January 2013
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 19 March 2012 18 December 2012
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 12 June 2008 16 March 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 12 June 2008 16 March 2012
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 05 November 2007 07 June 2008
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 05 November 2007 07 June 2008
Kaiser Securities Limited 嘉信証券有限公司 RE 1 12 August 2004 09 December 2005