SFC Licences of O' YANG Wiley 歐陽偉立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shanggu Securities Limited 上古證券有限公司 | RO | 6 | 05 February 2018 | |
Shanggu Securities Limited 上古證券有限公司 | RO | 1 | 05 February 2018 | |
CMBC International Capital Limited 民銀資本有限公司 | RO | 6 | 17 March 2017 | 31 January 2018 |
CMBC International Capital Limited 民銀資本有限公司 | RO | 1 | 17 March 2017 | 31 January 2018 |
Quam Capital Limited 華富建業企業融資有限公司 | RO | 6 | 03 February 2016 | 30 June 2016 |
Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 18 December 2015 | 03 February 2016 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 6 | 21 May 2012 | 24 September 2015 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RO | 6 | 11 October 2004 | 29 June 2007 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 07 May 2004 | 11 October 2004 |