SFC Licences of POON Che Ho 潘志豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hantec Futures Limited 亨達期貨有限公司 RE 2 29 October 2018 27 July 2022
Hantec Securities Co. Limited 亨達證券有限公司 RE 1 29 October 2018 27 July 2022
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 RE 2 31 July 2014 16 October 2018
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 RE 1 31 July 2014 16 October 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 3 07 September 2011 24 July 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 11 November 2005 24 July 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 1 27 January 2005 24 July 2014
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 27 January 2005 27 January 2011
Jefferies Bache (Hong Kong) Limited RE 2 06 April 2004 25 January 2005
FT Securities Limited 富通證券有限公司 RE 1 06 April 2004 25 January 2005
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 01 April 2003 19 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 4 01 April 2003 19 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 6 01 April 2003 19 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 9 01 April 2003 19 March 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 7 01 April 2003 11 September 2003