SFC Licences of LAM Sung Lai, Edward 林崇禮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 6 | 18 May 2007 | 26 October 2012 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RO | 1 | 18 May 2007 | 26 October 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RO | 1 | 18 May 2007 | 31 January 2012 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 17 July 2006 | 18 May 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 17 July 2006 | 18 May 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 July 2006 | 18 May 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 13 May 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 13 May 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |