SFC Licences of MA Yuk Fat, Steve 馬玉發
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zhongcai Asset Management Limited 中財資產管理有限公司 | RO | 1 | 18 January 2017 | |
Zhongcai Securities Limited 中財證券有限公司 | RO | 1 | 19 December 2014 | |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 17 July 2014 | 21 August 2014 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 17 July 2014 | 21 August 2014 |
Telecom King Securities Limited 電訊數碼證券有限公司 | RO | 1 | 17 October 2007 | 01 July 2014 |
Waton Securities International Limited 華通證券國際有限公司 | RO | 1 | 15 March 2007 | 17 July 2007 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 1 | 01 April 2003 | 31 July 2006 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 9 | 01 April 2003 | 07 December 2004 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 4 | 01 April 2003 | 07 December 2004 |
Waton Securities International Limited 華通證券國際有限公司 | RE | 6 | 01 April 2003 | 07 December 2004 |