SFC Licences of CHEN Alan Bing
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Asia Securities Limited | RE | 1 | 30 September 2020 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 1 | 05 September 2018 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 09 November 2017 | 05 September 2018 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 05 August 2014 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 05 August 2014 | 21 January 2016 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 4 | 14 June 2010 | 10 March 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RO | 1 | 14 June 2010 | 10 March 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 2 | 04 November 2009 | 10 March 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 04 November 2009 | 14 June 2010 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 10 September 2009 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 01 April 2003 | 10 September 2009 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 9 | 01 April 2003 | 04 May 2004 |
| CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 01 April 2003 | 04 May 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 04 May 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 04 May 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 04 May 2004 |