SFC Licences of KWAN Yok Bing, Wendy 關玉冰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 26 May 2015 20 July 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 1 26 May 2015 20 July 2018
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 9 26 May 2015 30 November 2015
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 4 04 October 2011 11 September 2012
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 27 October 2010 11 September 2012
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 13 July 2006 24 May 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 06 July 2004 30 May 2006
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 1 30 January 2004 06 July 2004
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 9 01 April 2003 06 July 2004
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 6 01 April 2003 19 January 2004
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 4 01 April 2003 19 January 2004