SFC Licences of CHO Lok Sze, Rozina 曹樂詩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RO 2 08 December 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RO 1 08 December 2020
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 18 September 2020 08 December 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 18 September 2020 08 December 2020
Celestial Commodities Limited 時富商品有限公司 RO 2 13 December 2016 15 July 2020
Celestial Securities Limited 時富證券有限公司 RO 1 13 December 2016 15 July 2020
CASH Wealth Management Limited 時富財富管理有限公司 RE 9 13 December 2016 15 July 2020
CASH Wealth Management Limited 時富財富管理有限公司 RE 4 13 December 2016 15 July 2020
Celestial Commodities Limited 時富商品有限公司 RE 2 15 August 2012 13 December 2016
Celestial Securities Limited 時富證券有限公司 RE 1 15 August 2012 13 December 2016
Celestial Securities Limited 時富證券有限公司 RE 3 22 March 2004 21 October 2011
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 21 October 2011
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 21 October 2011
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 15 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 15 March 2004
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 15 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 19 February 2004