SFC Licences of EMERSON Kathleen Ann
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 01 February 2016 | |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 21 September 2009 | 31 May 2013 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 June 2006 | 28 October 2008 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 01 June 2006 | 28 October 2008 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 June 2006 | 28 October 2008 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 27 January 2004 | 02 May 2006 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 27 January 2004 | 02 May 2006 |