SFC Licences of PEZA Charle Ong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Thaddeus Capital Management (HK) Limited | RO | 9 | 07 March 2007 | 29 February 2012 |
| HDH Advisors (HK) Limited | RO | 9 | 25 November 2004 | 30 November 2006 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 05 May 2003 | 10 August 2004 |