SFC Licences of OBANDO Marta Joann

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RAYS Capital Partners Limited 睿思資本有限公司 RE 9 03 May 2016 29 May 2020
RAYS Capital Partners Limited 睿思資本有限公司 RE 4 03 May 2016 29 May 2020
Ginger Capital Advisory Limited RO 9 23 December 2015 31 March 2016
Ginger Capital Advisory Limited RE 4 16 December 2014 31 March 2016
Ginger Capital Advisory Limited RE 9 16 December 2014 23 December 2015
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 01 August 2008 31 October 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 August 2008 31 October 2013
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 01 September 2006 31 May 2008
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 08 September 2005 29 June 2006
BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 RE 2 08 September 2005 31 October 2005
Merrill Lynch Far East Limited RE 1 22 April 2005 21 July 2005
Merrill Lynch Futures (Hong Kong) Limited RE 2 20 June 2003 21 July 2005
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 21 July 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 26 May 2003
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 26 May 2003
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 26 May 2003
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 26 May 2003