SFC Licences of LI Yuen Yee, Joann 李婉儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asset Management Limited 凱基資產管理有限公司 RE 6 07 August 2013 16 March 2015
KGI Asset Management Limited 凱基資產管理有限公司 RE 4 07 August 2013 16 March 2015
KGI Asset Management Limited 凱基資產管理有限公司 RE 1 07 August 2013 16 March 2015
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 01 April 2003 21 October 2013
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 6 01 April 2003 21 October 2013