SFC Licences of LEE Andrew Yeng 李英揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 24 February 2022 | 06 October 2022 |
| UBS Securities Hong Kong Limited | RE | 1 | 25 January 2022 | 06 October 2022 |
| UBS Securities Asia Limited | RE | 1 | 25 January 2022 | 06 October 2022 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RO | 1 | 08 July 2016 | 11 October 2021 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 01 December 2014 | 08 July 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 06 February 2014 | 31 July 2014 |
| BTIG Hong Kong Limited | RE | 1 | 22 October 2012 | 28 June 2013 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 17 August 2010 | 17 July 2012 |
| GFI (HK) Securities L.L.C. | RE | 1 | 14 November 2008 | 16 July 2010 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 01 December 2005 | 30 May 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 01 April 2003 | 30 May 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 7 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 5 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 | RE | 2 | 01 April 2003 | 09 December 2004 |