SFC Licences of LEE Andrew Yeng 李英揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 7 24 February 2022
UBS Securities Hong Kong Limited RE 1 25 January 2022
UBS Securities Asia Limited RE 1 25 January 2022
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RO 1 08 July 2016 11 October 2021
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 01 December 2014 08 July 2016
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 06 February 2014 31 July 2014
BTIG Hong Kong Limited RE 1 22 October 2012 28 June 2013
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 17 August 2010 17 July 2012
GFI (HK) Securities L.L.C. RE 1 14 November 2008 16 July 2010
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 2 01 December 2005 30 May 2008
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 1 01 April 2003 30 May 2008
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 2 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 4 01 April 2003 09 December 2004
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 5 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 6 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 7 01 April 2003 09 December 2004
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RE 9 01 April 2003 09 December 2004
Bear Stearns Hong Kong Limited 貝爾斯登香港有限公司 RE 9 01 April 2003 09 December 2004