SFC Licences of CHOO Chong Yao, Patrick 朱仲堯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Land Asset Management Co., Limited 招商局置地資管有限公司 RO 9 26 November 2019
China United Merchants Asset Management Company Limited 新華國通資產管理有限公司 RO 9 11 June 2019 03 September 2019
Quantum Capital Management Limited 崑騰資本管理有限公司 RO 9 05 June 2019 03 September 2019
Quantum Capital Management Limited 崑騰資本管理有限公司 RO 4 05 June 2019 03 September 2019
Kingdom Investment Managers Limited 國權投資管理有限公司 RO 4 04 March 2016 29 December 2017
Kingdom Investment Managers Limited 國權投資管理有限公司 RO 9 07 December 2015 29 December 2017
Eagle Asset Management (CP) Limited 鷹君資產管理(冠君)有限公司 RO 9 28 April 2006 15 July 2015
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 1 07 July 2004 01 December 2005
Kingsway-HIA Investment Products Limited RO 4 19 May 2003 10 December 2003
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 9 01 April 2003 01 December 2005
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 5 01 April 2003 08 April 2004
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 4 01 April 2003 08 April 2004
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RO 9 01 April 2003 13 February 2004
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RO 5 01 April 2003 13 February 2004
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RO 4 01 April 2003 13 February 2004
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 6 01 April 2003 19 May 2003
Kingsway Unit Trust Managers Limited 滙富信託基金管理有限公司 RO 6 01 April 2003 19 May 2003