SFC Licences of YIP Shun Fu, Henry 葉迅虎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RO 4 14 September 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RO 1 14 September 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 2 23 June 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 4 09 June 2021 14 September 2021
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 RE 1 09 June 2021 14 September 2021
CCB International Securities Limited 建銀國際證券有限公司 RO 4 28 April 2015 14 May 2021
CCB International Securities Limited 建銀國際證券有限公司 RO 1 28 April 2015 14 May 2021
CCB International Securities Limited 建銀國際證券有限公司 RE 4 14 September 2011 28 April 2015
CCB International Securities Limited 建銀國際證券有限公司 RE 1 14 September 2011 28 April 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 13 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 23 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 23 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 23 November 2004