SFC Licences of NG Hon Choi 吳漢材

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 9 15 July 2022
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 1 15 July 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 03 June 2014 31 August 2020
Quam Securities Limited 華富建業證券有限公司 RE 1 17 February 2010 10 May 2014
Enlighten Securities Limited 名匯證券有限公司 RE 1 23 September 2008 08 October 2009
Generali Investments Asia Limited 忠利投資亞洲有限公司 RE 9 14 March 2008 23 April 2008
Generali Investments Asia Limited 忠利投資亞洲有限公司 RE 5 14 March 2008 23 April 2008
Generali Investments Asia Limited 忠利投資亞洲有限公司 RE 4 14 March 2008 23 April 2008
Rifa Securities Limited 日發證券有限公司 RE 1 21 November 2007 17 December 2007
CAIIS Limited RE 4 05 June 2007 28 August 2007
CAIIS Limited RE 1 05 June 2007 28 August 2007
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 18 December 2004 29 March 2006
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 30 August 2004 23 September 2004
Shun Loong Forex Company Limited 順隆外匯有限公司 RE 3 30 August 2004 23 September 2004
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 30 August 2004 23 September 2004