SFC Licences of POON Tit Chu, Dixon 潘鐵柱

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GOHO International Asset Management Limited 國厚國際資產管理有限公司 RO 9 28 July 2020 11 August 2023
GOHO International Asset Management Limited 國厚國際資產管理有限公司 RO 4 28 July 2020 11 August 2023
Prime Cdex Futures Limited 乾立亨期貨有限公司 RE 2 22 November 2019 21 January 2020
Prime Cdex Securities Limited 乾立亨證券有限公司 RO 1 19 August 2019 21 January 2020
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 15 July 2019 19 August 2019
Yieldful Securities Limited 耀豐證券有限公司 RO 1 17 May 2017 11 January 2019
Jimei Securities Limited 集美證券有限公司 RO 1 30 September 2013 27 March 2017
Jimei Securities Limited 集美證券有限公司 RE 1 22 August 2013 30 September 2013
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 01 April 2003 01 August 2013
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 01 August 2013
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 03 March 2005
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 03 March 2005
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 6 01 April 2003 30 August 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 4 01 April 2003 30 August 2004
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 9 01 April 2003 30 August 2004