SFC Licences of SOH David
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RO | 1 | 04 February 2021 | 01 June 2021 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 03 September 2020 | 01 June 2021 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 03 September 2020 | 04 February 2021 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 30 May 2014 | 05 November 2019 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 30 May 2014 | 05 November 2019 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RO | 1 | 24 August 2011 | 30 August 2013 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 03 May 2011 | 24 August 2011 |
| T.F.S. Derivatives HK Limited | RE | 1 | 04 January 2010 | 03 May 2010 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 01 April 2003 | 01 April 2008 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 4 | 01 April 2003 | 22 October 2003 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 9 | 01 April 2003 | 13 October 2003 |
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 6 | 01 April 2003 | 13 October 2003 |