SFC Licences of NIE Sze Man, Valerie Maria 倪思敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 07 August 2013 | 05 March 2014 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 07 August 2013 | 05 March 2014 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 01 November 2010 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 25 May 2007 | 20 August 2010 |
| Merrill Lynch Far East Limited | RE | 1 | 19 May 2005 | 01 November 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 01 November 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |