SFC Licences of CHAN Suk Fong 陳淑芳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 02 May 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 02 May 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 02 May 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 02 May 2018
BOA International Securities Limited 亞銀國際證券有限公司 RO 2 18 December 2017 24 April 2018
BOA International Securities Limited 亞銀國際證券有限公司 RO 1 18 December 2017 24 April 2018
BOA International Securities Limited 亞銀國際證券有限公司 RE 2 16 October 2017 18 December 2017
BOA International Securities Limited 亞銀國際證券有限公司 RE 1 16 October 2017 18 December 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 3 01 August 2012 24 November 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 27 April 2006 04 October 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 1 27 April 2006 04 October 2017
Funderstone Securities Limited RE 1 11 November 2004 13 April 2006
Funderstone Futures Limited RE 2 11 November 2004 13 April 2006
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 23 September 2004
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 23 September 2004
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 12 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 12 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 12 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 12 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 12 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 12 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 12 August 2003